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Representative Securities Transactions

  • Representing a Delaware privately-held corporation in its acquisition of an exchange-listed public company.
  • Representing a publicly-traded bank holding company in its public stock offerings and its combination with a New Jersey state-chartered bank, including assisting in its related fillings with the SEC and bank regulatory authorities.
  • The multi-tranche investment by multiple venture capital firms in the preferred stock of a specialty pharmaceutical company.
  • Representing issuers in PIPE ("private investment in public equity") transactions.
  • Representing issuers in connection with both IPOs and non-IPO equity offerings.
  • Representing issuers and investors in venture capital financings and other private placements.
  • Formation of a hedge fund and private offering of hedge fund interests.
  • Representing a health care services provider in connection with a revenue bond offering
  • Investment advisor registration of hedge fund and investment fund managers.

Giordano, Halleran & Ciesla, P.C. | Middletown, NJ | Trenton, NJ | www.ghclaw.com | 1-800-842-1LAW